Participation Policy

Status: December 2021

Ott, Hagen & Partner AG (hereinafter referred to as the "Company") is covered by the term "asset manager" pursuant to Art. 367a no. 3 of the Liechtenstein Persons and Companies Act (PGR) and is therefore required to disclose its participation policy within the meaning of Art. 367h PGR.

The Company does not exercise any shareholder rights within the meaning of Art. 367h para. 1 item 1 and 4 PGR that are based on participation in corporations in which it invests under asset management mandates. In particular, no rights relating to the general meetings of stock corporations are exercised. Under the asset management mandate, the rights to receive dividends and subscription rights are exercised.

The monitoring of important matters of the companies within the meaning of Art. 367h para. 1 item 2 PGR is carried out through the review of the legally required reporting by the companies, such as financial reports and ad hoc disclosures.

No active communication with the companies is sought within the meaning of Art. 367h para. 1 item 3 PGR.

There is no cooperation with other shareholders or stakeholders within the meaning of Art. 367h para. 1 item 5 and 6 PGR.

In the event of conflicts of interest within the meaning of Art. 367h para. 1 item. 7 PGR, disclosure is made to the affected parties in accordance with legal requirements, and further action is discussed with them.

An annual publication on the implementation of the participation policy pursuant to Art. 367h para. 2 PGR does not take place, as no such rights are exercised.

No publication of voting behavior pursuant to Art. 367h para. 2 PGR is made, as no participation in voting takes place.